复合价值导向的汽车专利布局优化研究

熊晓琴, 成艾国

系统工程理论与实践 ›› 2020, Vol. 40 ›› Issue (11) : 3000-3008.

PDF(829 KB)
中国科学院数学与系统科学研究院期刊网
PDF(829 KB)
系统工程理论与实践 ›› 2020, Vol. 40 ›› Issue (11) : 3000-3008. DOI: 10.12011/1000-6788-2019-2847-09
论文

复合价值导向的汽车专利布局优化研究

    熊晓琴, 成艾国
作者信息 +

Research on compound value-oriented optimization of automobile patent layout

    XIONG Xiaoqin, CHENG Aiguo
Author information +
文章历史 +

摘要

汽车产业是专利密集型产业的典型代表，专利布局优化受专利布局动机、策略、目的等多因素影响，为克服以往专利布局中人工选择专利的主观性、专利价值难量化性以及专利组合问题处理的复杂性等，本研究从战略价值、经济价值和成本三个方面对专利进行综合度量，提出了复合价值导向的专利计算方法，构建了基于汽车技术主题组合效应的专利布局多目标优化模型.计算结果表明，基于该模型利用算法优化后得到的汽车专利布局总体价值优于原方案与人工选择优化方案，具有复合价值导向的汽车专利布局更能充分评估和配置汽车企业专利，提升专利价值，可有效促进我国汽车企业科学优化专利布局，提高专利利用率和技术转化效率.

Abstract

Automobile industry is a typical representative of patent intensive industry. However, the optimization of patent layout is affected by its own motivation, strategy and purpose. In order to overcome the subjectivity of artificial selection of patent, the difficulty of quantification of patent value and the complexity of patent combination processing in the past patent layout, this study comprehensively measures the patent from three aspects of strategic value, economic value and cost, proposing a compound value-oriented patent calculation method. Based on the theme combination effect of automobile technology, a multi-objective optimization model of automobile patent layout is constructed. The calculation results show that the overall value of the optimized automobile patent layout based on the model by the algorithm is higher than that of the original scheme and the artificial selection optimization scheme, and the compound value oriented automobile patent layout can evaluate and configure the automobile enterprise patents, improve the patent value, and effectively promote the scientific optimization of patent layout of automobile enterprises in China, improve the utilization rate of patent allocation and technology conversion efficiency.

关键词

汽车 / 专利布局 / 复合价值 / 组合优化

Key words

automotive / patent layout / compound value / portfolio optimization

引用本文

EndNote

Ris (Procite)

Bibtex

导出引用
熊晓琴 , 成艾国. 复合价值导向的汽车专利布局优化研究. 系统工程理论与实践, 2020, 40(11): 3000-3008 https://doi.org/10.12011/1000-6788-2019-2847-09
XIONG Xiaoqin , CHENG Aiguo. Research on compound value-oriented optimization of automobile patent layout. Systems Engineering - Theory & Practice, 2020, 40(11): 3000-3008 https://doi.org/10.12011/1000-6788-2019-2847-09
中图分类号： G306    F407   

参考文献

[1] 王军雷, 解立艳. 我国自主品牌汽车企业专利发展现状及对策研究[J]. 汽车工业研究, 2017(8):4-12. Wang J L, Xie L Y. Research on the status of patent development of China's independent brand automobile enterprises and countermeasures[J]. Automotive Industry Research, 2017(8):4-12.
[2] 侯媛媛, 刘云, 谭龙. 企业专利申请动机及其影响因素[J]. 技术经济, 2012, 31(11):44-49.Hou Y Y, Liu Y, Tan L. Motivation of enterprise patent application and its influencing factors[J]. Technical Economy, 2012, 31(11):44-49.
[3] Veer T, Jell F. Contributing to markets for technology? A comparison of patent filing motives of individual inventors, small companies and universities[J]. Technovatio, 2012, 32(9):513-522.
[4] Blind K, Edler J, Frietsch R. Motives to patent:Empirical evidence from Germany[J]. Research Policy, 2006, 35(5):655-672.
[5] Holgersson M, Granstrand O. Patenting motives, technology strategies, and open innovation[J]. Management Decision, 2017, 55(6):1265-1284.
[6] De Rassenfosse G. How SMEs exploit their intellectual property assets:Evidence from survey data[J]. Small Business Economics, 2012, 39(2):437-452.
[7] Steven S. The economics and management of intellectual property:Towards intellectual capitalism[J]. Publishing Research Quarterly, 2000, 16(3):85-86.
[8] De Jesus C, Kiyomi C, Salerno M S, et al. Patent portfolio management:Literature review and a proposed model[J]. Expert Opinion on Therapeutic Patents, 2018, 28(6):505-516.
[9] Mukundan R, Jain K, Pathari V. A model for measuring and ranking a firm's patent portfolio[J]. Technology Analysis & Strategic Management, 2019, 31(9):1029-1047.
[10] Wang S J. Patent portfolios for biotech inventions[J]. Nature Biotechnology, 2013, 31(6):501-503.
[11] Grimaldi M, Cricelli L, Rogo F, et al. Auditing patent portfolio for strategic exploitation:A decision support framework for intellectual property managers[J]. Journal of Intellectual Capital, 2018, 19(2):272-293.
[12] 林佳.企业专利申报中关联性及申报策略[D].南京:东南大学, 2014. Lin J. Relevance and application strategy in enterprise patent application[D]. Nanjing:Southeast University, 2014.
[13] Jell F, Henkel J, Wallin M W. Offensive patent portfolio races[J]. Long Range Planning, 2017, 50(5):531-549.
[14] Denicoló V, Zenchettin P. A dynamic model of patent portfolio races[J]. Economics Letters, 2012, 117(3):924-927.
[15] Vinit B, Gib C. Patenting for profits[J]. MIT Sloan Management Review, 2007, 48(4):15-16.
[16] Grimaldi M, Cricelli L, Di Giovanni M, et al. The patent portfolio value analysis:A new framework to leverage patent information for strategic technology planning[J]. Technological Forecasting and Social Change, 2015, 94:286-302.
[17] 万小丽. 专利价值的分类与评估思路[J]. 知识产权, 2015(6):78-83. Wan X L. Classification and evaluation of patent value[J]. Intellectual Property, 2015(6):78-83.
[18] 侯建, 陈恒. 知识密集型制造业专利创新运营绩效研究[J].系统工程理论与实践, 2017, 37(7):1709-1719. Hou J, Chen H. The operation performance of patent innovation in knowledge-intensive manufacturing industry[J]. Systems Engineering-Theory & Practice, 2017, 37(7):1709-1719.
[19] 胡欣悦, 汤勇力, 王国庆,等. 研发国际化、跨国知识网络与研发单元创新绩效——基于华为 PCT 专利(2002-2013年)的面板数据分析[J]. 系统工程理论与实践, 2018, 38(12):3124-3139. Hu X Y, Tang Y L, Wang G Q, et al. R&D internationalization cross-country knowledge networks and innovation performance of R&D units:Evidence from Huawei PCT patent applications(2002-2013)[J]. Systems Engineering-Theory & Practice, 2018, 38(12):3124-3139.
[20] 岳贤平.基于价值和成本的专利组合的形成机制研究[J].情报杂志, 2012, 31(12):104-108. Yue X P. Research on the formation mechanism of patent portfolio based on value and cost[J]. Information Magazine, 2012, 31(12):104-108.
[21] Ha S H, Liu W, Cho H, et al. Technological advances in the fuel cell vehicle:Patent portfolio management[J]. Technological Forecasting and Social Change, 2015, 100:277-289.
[22] Shen F, Ma T J. A methodology to position nations' efforts in a technology domain with a patent network analysis:Case of the electric vehicle domain[J]. Technology Analysis & Strategic Management, 2018, 30(9):1084-1104.
[23] 何喜军, 张婷婷, 武玉英,等. 供需匹配视角下基于语义相似聚类的技术需求识别模型[J]. 系统工程理论与实践, 2019, 39(2):476-485. He X J, Zhang T T, Wu Y Y, et al. Technology demand recognition model based on semantic similarity under the supply-demand matching perspective[J]. Systems Engineering-Theory & Practice, 2019, 39(2):476-485.
[24] 刘雅琴, 余谦. 新能源汽车专利合作网络的结构特征及演化分析[J]. 北京理工大学学报(社会科学版), 2019, 21(6):31-40. Liu Y Q, Yu Q. Structural characteristics and evolution analysis of new energy vehicle patent cooperation network[J]. Journal of Beijing Institute of Technology (Social Science Edition), 2019, 21(6):31-40.
[25] 汤小莉, 田高良, 孙笑明,等. 占据合作网络切割点位置与关键研发者创造力[J]. 系统工程理论与实践, 2016, 36(12):3152-3163. Tang X L, Tian G L, Sun X M, et al. The impact of occupying cutting-point positions on the creativity of key inventor in collaborative network[J]. Systems Engineering-Theory & Practice, 2016, 36(12):3152-3163.
[26] Harald W. Valuation of intellectual property:A review of approaches and methods[J]. International Journal of Business and Management, 2012, 9(7):40-48.
[27] 中国资产评估协会.资产评估实务(二)[M]. 北京:中国财政经济出版社, 2017. China Assets Appraisal Association. Assets appraisal practice (2)[M]. Beijing:China Finance & Economics Publication House, 2017.
[28] 马天旗. 高价值专利筛选[M]. 北京:知识产权出版社, 2018. Ma T Q. High value patent screening[M]. Beijing:Intellectual Property Press, 2018.
[29] 陈晓春. 基于专利技术成本收益分析的企业专利战略选择研究[D]. 上海:东华大学, 2007. Chen X C. Research on the patent strategy selection of enterprises based on the cost-benefit analysis of patent technology[D]. Shanghai:Donghua University, 2007.
[30] Wagner R P, Parchomovsky G. Patent portfolios[J]. University of Pennsylvania Law Review, 2005, 154(1):1-77.
[31] Bader M A. Strategic management of patent portfolios[J]. Nouvelles, 2007, 42(4):552-558.

基金

重庆市科委技术预见与制度创新项目（cstc2018jsyj-jsyj0066）
PDF(829 KB)

436

Accesses

0

Citation

Detail
段落导航
相关文章

/

〈 〉