PDF(1004 KB)
PDF(1004 KB)
PDF(1004 KB)
“十二五”时期中国能源全要素生产率研究
The energy total-factor efficiency during the “Twelfth Five-Year Plan” of China
基于加权Russell方向性距离函数的数据包络模型，本文对我国地区间的能源效率和能源全要素生产率指数进行研究.通过研究发现各省区总的非效率数值相差较大；其次，对总的非效率项进行分解，得到能源非效率值和其他指标的非效率数值，发现能源非效率数值并不大，各地区非效率的主要原因并不是能源表现非效率；最后，对能源的全要素生产率指数增长情况进行分析发现，能源全要素生产率指数的增长绝大多数是正值，表明各个省份能源效率的提高对全要素生产率指数起到积极的作用.
This paper deals with regional energy efficiency and energy total-factor efficiency (TFE) indexes in China using weighted Russell directional distance function. We find the differences in inefficiency values among regions in China are significant. Then, we decompose the gross inefficiency term to energy inefficiency values and other indicators' inefficiency, and we find that the inefficiency values of energy are not big. This means that the main sources of inefficiency are not energy inefficiency. Finally, we analyze the growth in energy total-factor efficiency index and find most of provinces were positive, which indicates that the growth of energy efficiency have positive effects on TFE in provincial economies.
方向性距离函数 / 能源效率 / 能源全要素生产率 {{custom_keyword}} /
directional distance function / energy efficiency / energy total-factor efficiency {{custom_keyword}} /
[1] Patterson M G. What is energy efficiency? Concepts, indicators and methodological issues[J]. Energy Policy, 1996(5):377-390.
[2] 王兵, 张技辉, 张华. 环境约束下中国省际全要素能源效率实证研究[J]. 经济评论, 2011(4):31-43. Wang B, Zhang Z H, Zhang H. Total-factor energy efficiency and influencing factors across provinces in China in the presence of environmental regulation[J]. Economic Review, 2011(4):31-43.
[3] 史丹. 中国能源效率的地区差异与节能潜力分析[J]. 中国工业经济, 2006, 10:49-58.Shi D. Regional differences in China's energy efficiency and conservation potentials[J]. China Industrial Economy, 2006, 10:49-58.
[4] Hu J L, Wang S C. Total factor energy efficiency of regions in China[J]. Energy Policy, 2006(17):3206-3217.
[5] Han Z Y, Fan Y, Jiao J L, et al. Energy structure, marginal efficiency and substitution rate:An empirical study of China[J]. Energy, 2007, 32(6):935-942.
[6] 夏琼, 杨锋, 梁樑, 等. 多阶段混联生产系统的DEA效率评价[J]. 系统工程理论与实践, 2011, 31(2):291-296. Xia Q, Yang F, Liang L, et al. DEA efficiency evaluation to multi-stage parallel-series production systems[J]. Systems Engineering-Theory & Practice, 2011, 31(2):291-296.
[7] 李勇军, 梁樑. 基于DEA与联盟博弈的固定成本分摊方法[J]. 系统工程理论与实践, 2008, 28(11):80-84. Li Y J, Liang L. Method of allocating the fixed cost based on data envelopment analysis and cooperative game[J]. Systems Engineering-Theory & Practice, 2008, 28(11):80-84.
[8] 王群伟, 周德群. 中国全要素能源效率变动的实证研究[J]. 系统工程, 2008, 26(7):74-80. Wang Q W, Zhou D Q. An empirical study on the change of total factor energy efficiency in China[J]. Systems Engineering, 2008, 26(7):74-80.
[9] 魏楚, 沈满洪. 能源效率与能源生产率:基于DEA方法的省际数据比较[J]. 数量经济技术经济研究, 2007(9):110-121. Wei C, Shen M H. Energy efficiency and energy productivity:A comparison based on the panel data by province[J]. The Journal of Quantitative & Technical Economics, 2007(9):110-121.
[10] 王群伟, 周德群, 沈璇,等. 我国全要素能源效率的测度与分析[J]. 管理评论, 2010, 22(3):37-43. Wang Q W, Zhou D Q, Shen X, et al. The measurement and analysis of total factor energy efficiency in China[J]. Management Review, 2010, 22(3):37-43.
[11] 余泳泽. 我国节能减排潜力、治理效率与实施路径研究[J]. 中国工业经济, 2011(5):58-68. Yu Y Z. The potential of energy-saving and emission-reducing, the efficiency of pollution control and implementation path[J]. China Industrial Economics, 2011(5):58-68.
[12] Zhao X L, Yang R, Ma Q. China's total factor energy efficiency of provincial industrial sectors[J]. Energy, 2014, 65:52-61.
[13] 唐李伟, 胡宗义. 生产要素、FDI、环境消耗与中国经济增长源泉-基于Biennial Malmquist生产率指数的分解[J]. 系统工程理论与实践, 2016, 36(3):581-592. Tang L W, Hu Z Y. Production factors, FDI, environmental depletion and sources of economic growth in China-Decomposition from the Biennial Malmquist productivity index[J]. Systems Engineering-Theory & Practice, 2016, 36(3):581-592.
[14] Watanabe M, Tanaka K. Efficiency analysis of Chinese industry:A directional distance function approach[J]. Enemy Policy, 2007(12):6323-6331.
[15] 袁晓玲, 张宝山, 杨万平. 基于环境污染的中国全要素能源效率研究[J]. 中国工业经济, 2009(2):76-86. Yuan X L, Zhang B S, Yang W P. The total factor energy efficiency measurement of China based on environmental pollution[J]. China Industrial Economics, 2009(2):76-86.
[16] Wu J, Xiong B, An Q, et al. Total-factor energy efficiency evaluation of Chinese industry by using two-stage DEA model with shared inputs[J]. Annals of Operations Research, 2015:1-20.
[17] 汪克亮, 杨宝臣, 杨力. 环境约束下的中国全要素能源效率测度及其收敛性[J]. 管理学报, 2012, 9(7):1071-1077. Wang K L, Yang B C, Yang L. The measurement and convergence of China's total-factor efficiency under the environmental constraints[J]. Chinese Journal of Management, 2012, 9(7):1071-1077.
[18] Chung Y, Fare R, Grosskopf S. Productivity and undesirable outputs:A directional distance function approach[J]. Journal of Environmental Management, 1997(51):229-240.
[19] 涂正革, 刘磊珂. 考虑能源, 环境因素的中国工业效率评价-基于SBM模型的省级数据分析[J]. 经济评论, 2011(2):55-65. Tu Z G, Liu L K. Efficiency evaluation of industrial sectors in China accounting for the energy and environment factors based on provincial data by a SBM approach[J]. Economic Review, 2011(2):55-65.
[20] 王兆华, 丰超. 中国区域全要素能源效率及其影响因素分析-基于2003-2010年的省际面板数据[J]. 系统工程理论与实践, 2015, 35(6):1361-1372. Wang Z H, Feng C. Total-factor energy efficiency calculation and its influencing factors analysis in China[J]. Systems Engineering-Theory & Practice, 2015, 35(6):1361-1372.
[21] 汪克亮, 杨宝臣, 杨力. 基于技术差距的中国区域全要素能源效率研究[J]. 科学学研究, 2011, 29(7):1021-1028. Wang K L, Yang B C, Yang L. Study on China's regional total-factor energy efficiency based on technology gap[J]. Studies in Science of Science, 2011, 29(7):1021-1028.
[22] Boussemart J P, Briec W, Kerstens K, et al. Luenberger and Malmquist productivity indices:Theoretical comparisons and empirical illustration[J]. Bulletin of Economic Research, 2003(55):391-405.
[23] Fujii H, Managi S, Matousek R. Indian bank efficiency and productivity changes with undesirable outputs:A disaggregated approach[J]. Journal of Banking & Finance, 2014(38):41-50.
[24] Henderson D J, Tochkov K, Badunenko O. A drive up the capital coast? Contributions to post-reform growth across Chinese provinces[J]. Journal of Macroeconomics, 2007(29):569-594.
[25] 杜立民. 我国二氧化碳排放的影响因素:基于省级面板数据的研究[J]. 南方经济, 2010(11):20-33. Du L M. Impact factors of China's carbon dioxide emissions:Provincial panel data analysis[J]. South China Journal of Economics, 2010(11):20-33.
国家社会科学基金（14BTJ011）；国家自然科学基金青年基金（71501189）；国家自然科学基金重点项目（71631008）；湖南省自然科学基金（2017JJ3397）
/
| 〈 |
|
〉 |
